What is history? (1999)

Book Review from the October 1999 issue of the Socialist Standard

Marxism and History. By S. H. Rigby, Manchester University Press, 1998.

This is a revised second edition of a book, first published in 1987, which is widely used at undergraduate level teaching. The focus of Rigby’s analysis is G. A. Cohen’s influential book, Karl Marx’s Theory of History: A Defence, published in 1978. Cohen argued that Marx’s account of history is a form of “productive forces determinism” in which society’s productive forces (applied technology) bring into being specific class relations. As these productive forces develop throughout history, they periodically bring about new class relations of production. Thus the growth of the productive forces is said to be the dynamic which creates specific class relations and through them new forms of state and ideology.

Rigby admits that this is a legitimate reading of Marx, most notably found in Marx’s 1859 Preface to A Contribution to a Critique of Political Economy. Marx and Engels often asserted that the productive forces have an inherent tendency to develop throughout history but in practice, says Rigby, Marx was not consistent in applying such a thesis in his historical and contemporary analyses.

He argues that Cohen’s specific argument that society’s relations of production are functional for the productive forces is not an explanation of why the productive forces develop, nor is it consistently supported by historical evidence. Of course human history has seen a growth of productive power, but such developments have been specific to time and place. There have been periods of human history in which the productive forces stagnated or even regressed, other periods in which class relations have changed without any obvious development of the productive forces, and yet other periods where the growth of the productive forces bring no change in class relations. For Rigby, the growth of the productive forces does not explain the change from the Ancient world to feudalism and it was only after feudalism had ended and capitalist relations of property had been established that new productive forces were introduced.

Rigby asks how can the productive forces within capitalism bring about socialist relations of production without invoking some kind of determinist assertion? His contention is that productive forces do not determine class relations. Rather, that class relations determine the direction and rate of advance of the productive forces. Instead of determinism we have a conditional statement: “if the productive forces are to advance then certain relations of production must obtain”. According to him, “whether these relations of production do develop is historically contingent and can only be established through empirical research”; Marx’s theory of history is a guide in that research by supplying the framework for identifying societies and how they change.

A society is not identified merely by its class relations, it is rather a specific mode of appropriation of surplus labour. Feudalism was based on the appropriation of surplus labour as feudal tribute (whether in the form of money, produce or labour services) from the peasantry. Capitalism is a society where surplus labour takes the form of surplus value (ground rent, interest and profit) extracted from wage labour. However, class relations and the mode of appropriation of surplus labour do not always coincide. This can be seen in the Ancient world where the predominant relations of production were the master and slave of chattel slavery. Yet independent producers who were the forerunner of the medieval serf produced the surplus labour, appropriated as taxation. As the Roman Empire declined chattel slavery increased, but the increasing demands placed on the independent producers by an expanding and costly empire brought about (together with external invasion) internal collapse. There then followed four centuries of stagnation of the productive forces. A simple analysis of relations or forces of production would not reveal what was really going on.

Rigby argues that the development of the forces of production in feudalism had a tendency to stall and sometimes to recede, as in fourteenth-century England and seventeenth-century Poland; the process described by Marx as “the primitive accumulation of capital” was largely one of the establishment of capitalist relations of production prior to the “take off” with the productive forces in the industrial revolution. Hence his conclusion: “capitalism was not the result of the growth of the productive forces. On the contrary, capitalism was the cause of that growth.” From which it would follow that the case for socialism does not rest on the assertion that the productive forces have run up against the limits imposed by capitalist relations of production. Instead the argument would be how socialist relations of production will allow the forces of production to be used to meet human needs. If Rigby’s argument is correct, then this is not just a criticism of Cohen but also the theory of history in what is known as “classical Marxism”. You will need to read the book to decide.

Rigby also includes a useful account of state capitalism. At the same time he wrongly identifies Marx’s proposed first stage of communism as “socialism or the dictatorship of the proletariat”. Marx did not say that socialism was a first stage, nor did he equate it with working class political control of the state—which is what he meant by “dictatorship of the proletariat”.

Rigby follows academic convention (as does Cohen) by wanting to keep Marx’s theory of history free from what he regards as Marx’s irredeemably false theory of value. But he cannot have it both ways. Rigby’s main contribution in this book is to emphasise how a society must be identified by its historically specific mode of appropriation of surplus labour. Capitalism is therefore identified as the extraction of surplus value through wage labour, and this clearly requires a theory of value as part of the identification process. Marx’s theory of history and his theory of value are dependent on each other.

Lew Higgins